Empty Calories – Problems with Narrative in Cinema and Television – Part 3

Part 3 – Iron Man 3 or Why Character Motivation is Important

 

The third film in the Iron Man trilogy, Iron Man 3, is perhaps the most egregious in terms of the narrative convenience over-riding any attempt at nuance or agreeing with the facts and themes as established in the diegesis.  Given the numerous plot holes and narrative inconsistencies, it is also the hardest to re-create a semblance of consistency in without rewriting vast swathes of the narrative.  However, the major sections of the film establish that Tony is experiencing PTSD following the events of invasion of New York in Avengers.  He is obsessively creating new suits of armour with increasingly specialist functions and abilities.  Aldrich Killian, meanwhile, is a research scientist who suffers from villain-itis and the need to enact a completely ludicrous, over-the-top, sure to fail, overly complicated, scheme which makes no sense, has massive holes, and the goals of which could easily have been achieved by setting a lab up in a different country.  But sure, creating a fake terrorist group to threaten the president so that you could then capture War Machine in order to kidnap the President, execute him on TV so that the Vice President could become president and change a law so that you could run experiments on humans… it is a plan.   Not a good one.  But it is a plan.  Alternatively, he could have set up a lab in a country that didn’t have those laws, or not allowed the subjects of the experiment to freely wander around without supervision, or, especially as he is apparently a murdering psychopath, simply killed the subjects of the experiment so that he could move on to the next batch.

 

Ignoring the genuine mess of the plot and the gaping plot holes, there are three main points that could be altered to create a more seamless, more heroic, film that would fit with Tony’s character arc as developed by the first two Iron Man films, and the repercussions of the Avengers film.

Iron Man 3

The first concerns the treatment of the Extremis soldiers.  This is perhaps the most egregious example in Iron Man 3 in terms of forgetting or ignoring what was established at the beginning of the film in favour of a simplistic, overly reductive, action set piece, and, consequently, unintentionally casts Tony as a psychopath.  The film is at pains to show Tony uncovering the mystery of the Extremis soldiers and shows them to be victims of Killian’s experiments.  Let me repeat that, they are victims.  Wounded veterans.  Killian takes wounded military veterans and experiments on them leading to them exploding uncontrollably when they cannot ‘regulate’.  There is no suggestion anywhere in the film that the Extremis procedure leads to mental instability, personality changes, violent fits, or anything of that sort.  So the film presents these wounded armed forces veterans undergoing an experimental procedure to regrow limbs, in effect, they have been promised a ‘cure’ for their battle wounds, and not informed about the consequences.  This is a classic example of an evil scientist taking advantage of good, honourable soldiers, and using them as guinea pigs.  They are victims of Killian’s unethical experiments with an unfinished and unproven procedure, and who have no control over what happens to them.   Yet, for no apparent reason and without any explanation, these victims suddenly become psychopathic, murdering, mindless, aggressive, evil foot soldiers for Killian in the third act whom Tony, Rhodey, and the Jarvis controlled suits are allowed to execute without any moral qualms.  Nothing in the film even hints at why we should change from regarding them as unknowing victims and pawns of Killian’s unethical and unscrupulous experiments that take advantage of them, to seeing them as psychopathic, disposable, foot soldiers, who can be killed by soulless AI controlled murder machines, with only a light hearted quip, and no remorse, on the part of our ostensible hero.

 

Oddly enough, this point is once again easily correctable with an exceptionally minor change to the script.  If the film had established those soldiers undergoing the procedure as being ‘bad’ from the start, this would not be as significant a hurdle that needed to be overcome.  The action set piece at the end would not need rewritten in order to ‘save’ the victims, but could, at least according to Hollywood logic, carry on with simply executing bad guys without any moral qualms.  Instead of these being wounded veterans who presumably (for all the audience knows) have sterling service records and were wounded in the course of protecting America, especially as this is implied when Tony meets the mother of one of the ex-soldiers, they could have been the dregs of the Armed services.  Soldiers who were part of a secret, unethical, kill squad, or soldiers who had been imprisoned for war crimes, or any number of corrupt military or paramilitary types to whom Killian makes an offer exchanging superpowers in exchange for service.  They didn’t have to be wounded veterans with whom the audience would expectedly build sympathy for.  By simply revealing these Extremis soldiers to have been evil or villainous from the start the audience is not left wondering why they are suddenly all evil.

 

Alternatively, if the discussion of Extremis included dialogue that suggested a side-effect of the treatment was some sort of psychosis or change to the personality of those treated (making them aggressive, violent, and irrational), then they could still be seen as both victims, and as a danger that needed to be addressed.  As with Vanko in Iron Man 2, and Stane in Iron Man, there are several minor ways the representation could have been tweaked, with minimal interference with the scenes and story structure as established, that would have established a rationale for the villains, addressed Tony’s character arc, and supported a more consistent thematic story.  If they had been altered by the treatment, then we again could have had the heroes feeling resigned that there was no way to save them.  This would make Killian’s villainy all the more apparent as he turned good soldiers into evil monsters.  Tony and Rhodey could lament that there was nothing more they could do, and this would frame them as heroes having to make the tough choice.  Again, this was a chance to elevate their heroism instead of making it simply about killing mindless, nameless, featureless, CGI monsters with little or no emotional impact.

 

The treatment of the Extremis soldiers is made more egregious by the short, throwaway reference made in the concluding scenes of the film to ‘curing’ Pepper Potts a few days later.  As a result, this film portrays innocent military veterans, who have been experimented on and then turning villainous for no reason, being executed, when all it took for Tony to develop a cure for their condition was a couple of days thinking about it and caring enough about one of the victims.  A resequencing of the events could have seen Tony’s army of suits fitted with tranquiliser darts filled with the miraculous ‘cure’ for Extremis, thus the fight sequence could still have occurred, but this time, the victims of Killian’s experiments could have been saved.  By adding that all it took to cure Pepper was a few days, we, the audience, are immediately confronted with the thought that these soldiers died needlessly and in the name of expedience and Tony’s selfishness.  If Pepper’s ‘cure’ had been put off, and the audience were told that Tony had found a way to stabilise it and was searching for a cure, that would have been an easier pill to swallow.  As it stands, you only get cured if you are a friend or loved one of a hero.

 

While killing villains instead of incapacitating or capturing them and making them face justice has become a staple of action films, and we have all become somewhat numb to the ethical problems of slaughtering ‘enemies’, and the fact that action heroes exhibit all the tendencies of psychopaths and are rewarded from it, this film actually includes a moment that emphasises this problematic tendency.  The last significant plot point of the film that raises significant ethical questions, and again contradicts the character arc of Tony’s journey, concerns how he dispatches the guards at the Mandarin’s compound.

 

Bereft of his suit, technology, and superior weaponry, Tony knuckles down and improvises a set of weapons in order to take down the Mandarin (and by that we assume kill) in revenge for destroying his house and injuring his girlfriend.  Admittedly his reasoning could have been to protect America, but the film plays heavily on Tony’s inaction until his own personal property is destroyed and the vendetta becomes personal to him.  So once again the film inadvertently highlights that Tony is not a hero, and it is only revenge that motivates him to get involved, thus emphasising his selfishness and narcissism.  Again, sidestepping plot holes here, Tony improvises a series of weapons and then infiltrates the Mandarin’s compound.

 

At this juncture there has been no indication that the guards protecting the Mandarin’s compound are evil.  They are in causal dress, not uniforms or military tactical gear, and Tony has uncovered no information that these men are terrorists or evil, or, in fact, are involved in the Mandarin’s plans.  In fact, one of the guards, in what we assume is meant to be a moment of levity, surrenders and runs away as he doesn’t like working for the Mandarin and thinks they are ‘weird’.  Admittedly, none of the other guards get a chance to do this as Tony murders them all.  Long gone is any reference to Tony forsaking weapons and seeking to defend the world, to cover it in a suit of armour.  There is portrayed as straightforward vengeance, although the film would have you believe that this is justified and heroic.

 

Just to emphasise this point, one of the guards surrenders and runs away when given a chance because he is not a terrorist, he just works as private security for a presumably rich but very strange client, and has no idea what that client does.  If one of the guards feels that way, would not others?  Consistently we are encouraged to see the narrative solely from Tony’s perspective.  This focalisation ignores the fact that each of the other characters, even Nameless Surrender Guard, also have a perspective.  For all the audience knows, this could be a simple private security firm, that has done nothing wrong, and thinks that they are protecting a slightly odd cult leader, or wealthy foreigner.  Nothing presented in the film suggests that these initial guards are terrorists or willing participants in Killian’s plans.  Yet, Tony kills several of them with impunity, it is never mentioned that he faced charges for murder, or was even investigated for this.   At best this gives the impression that Tony is now careless as to whether or not someone is a bad guy, at worst it reaffirms that Tony is, in fact, a sociopath.

 

A very simple remedy to this problem would have been to have the guards dressed in tactical combat gear and removing the moment in which one of them surrenders.  That, at least, would have given the illusion that they were paramilitary or active combatants. That they were probably committed to the ‘cause’, and that Tony could be justified in shooting first and asking questions later.  Alternatively, a simple bit of dialogue between the guards as Tony is creeping up on them could have revealed that they were all part of the Mandarin plot and worked directly for Killian.  A further alternative would have been when Jarvis is giving Tony the location of the base it could have mentioned that the base has a number of heavily armed guards, and that they match some of the individuals that attacked the house.  While none of these alterations directly change the fact that Tony murders a number of people in cold blood while on an assassination mission, it at least provides a moral fig leaf to hide the worst of the sociopathic tendencies from the audience.

 

This was an effort to try to use minimal correction to remove issues specifically related to character motivation, thematic consistency, and to preserve character development and character arcs without rewriting the entire films.  To correct plot holes and all the narrative contrivances would require much more significant changes and would radically alter the films and storylines, and would be, in effect, creating entirely new films.  From these very minor changes, and admittedly they are not perfect and do not address a number of the plot holes and narrative contrivances found in the films, you can see how the theme, tone, and subtext of the films was ignored, and how character motivation and psychological realism were contradicted or dismissed, in favour of spectacle, action set pieces, and the need for simplistic black and white characterisation.  In effect, the film makers appear to have assumed that audiences would not be smart enough to spot the flaws in the narratives because they were dazzled by pretty special effects, and that audiences do not care about the ethics of their heroes.  It is easy to blame this on bad writing, but given that Executive Producers, Producers, Directors, Writers, and even certain Actors, can have a significant impact on scripts and story arcs, it is impossible to know if any of these issues were raised and over-ruled, or who made the decision to have characters behave in certain ways.  We don’t know if explanatory scenes were left on the cutting room floor because the editor or the director needed to trim time and didn’t realise that those moments were the ones that filled out the narrative beyond empty spectacle, or ethically compromised visions of their heroes.  We don’t know if there were rewrites due to actors being unavailable due to scheduling.  We don’t know if any number of external or internal production factors dictated changes.  What we do know is that the narratives as produced missed opportunities to correct simple errors leaving the films less than they could have been, more confused than they could have been, and far less rewarding to watch.

 

 

Empty Calories – Problems with Narrative in Cinema and Television – Part 2

Part 2 – Iron Man 2 or Why Character Motivation is Important

During Iron Man 2 there are a number of issues set up that, over the course of the film, the audience is slowly let in on, as pertaining to Tony’s character.  He is slowly being poisoned by the arc reactor in his chest and is dying.  He is concerned about legacy (both his and his father’s).  He fears for the future of his company.  He is also concerned about who will take over the mantle of Iron Man once he is dead.  This fear of the future, and review of the mistakes of the past, is an acceleration and extension of the previous film’s emphasis on Tony changing his ways, rejecting being a weapon manufacturer, and wanting to see a better future.  In all, it makes a lot of sense as it continues the themes of the first film in a natural and logical progression.  However, Tony’s actions in the film, particularly with regard to Ivan Vanko, the ostensible villain, seem to run counter to the established character motivation and contradict the subtext and context developed in both Iron Man and this film.  This forms the crux of where the established subtext and character motivation are ignored in favour of narrative convenience, just as with Jackson’s use of Arwen in LotR.  The important point here is to remember that although much of Tony’s state of mind is revealed over the course of the film, it is meant to be present in his character from the start.

Iron Man 2

Before getting into the details of this, let us first consider who Ivan Vanko is and how he is presented in the film.  As the MCU films clearly have no difficulty in taking inspiration from the comics but have no desire to adapt specifics or storylines faithfully and are perfectly happy to change, subvert, invert, or discard aspects at will, we don’t need to consider the comic history of the ‘villain’.  This is solely focused on the character created in the film.    Vanko is presented as the angry, bereaved son of a brilliant scientist who co-invented the arc reactor with Stark’s father, Howard Stark.  Yet, where Howard became a multi-billionaire, Vanko’s father was denied any sort of monetary recompense for the invention, thrown out of the country, and died in penury.  Vanko himself is dirty, poor, and Russian.  His hair is lank and greasy, his skin covered in tattoos, and his teeth aren’t the pearly pieces of perfection that are flashed in Tony’s well practiced smirks.  Apparently that is all we need as an audience to believe that he is a polar opposite (at least visibly) to Tony, and that is enough to establish him as a villain.  However, he has a justifiable reason for ‘revenge’ (which is usually the motivating factor for a superhero origin).  His father was not recognised as the co-inventor of the arc reactor, and has been written out of the history books.  He didn’t receive even a fraction of the money that Stark’s father received.  So we are presented with an origin story that in many ways mimics Tony’s journey in the first film.  With minimal equipment he designs and builds an amazingly powerful weapon, just like Tony, from scratch, using and refining the arc technology.  He is doing it, not out of a need or desire for money, but to right a wrong, at least as he sees it.  Again, the traditional revenge motivation of a hero origin and that closely mimics Ton’s own origin in Iron Man.

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Empty Calories – Problems with Narrative in Cinema and Television – Part 1

Part 1 – Iron Man or Why Character Motivation is Important

 

Psychologically understandable character motivation within narratives has not always been prevalent in storytelling, especially as it ties to underlying themes.  One need only read The Three Musketeers to see plot contrivance trump psychological realism when d’Artagnan immediately forsakes his hithertofore, lifelong held belief that Cardinal Richelieu is a good man because some random guy in a bar tells him so.  It is a volte-face of such extreme that most modern readers would get whiplash and cry foul.  Psychological realism was not necessarily the style of narrative at the time, so contemporary audiences were fine with it, the fact that it promoted the plot was more than enough justification for that moment.  For the modern audience, however, we tend to expect a much greater deal of psychological realism (or believability) in our narratives.  Yet, there seems to be an increasing trend that when it comes to modern narratives that we are far more willing to accept plot convenience, or at least to acquiesce to plot convenience, as a more dominant factor than psychological realism, coherency of narrative subtext, or agreement with theme.  In fact, we seem far more willing to forgive completely insane character decisions for the sake of visuals, aesthetics, or some plot driven reason.  But plot, story, and character, are held together by subtext, motivation, and themes, and when they are ignored, contradicted, or circumvented (none of which is the same as subverted) the resulting story often feels shallow, hollow, and empty, as if it is bereft of true substance.  This can be across whole narratives, but often we can see it most clearly in specific scenes within a narrative that speak to the bigger problem.

 

A prime example of this can be seen in Jackson’s adaptation of Tolkien’s Fellowship of the Ring in the scene with Arwen, Frodo, the Black Riders, and the Ford of Bruinen at Rivendell.  In the book, Arwen is not present.  Aragorn and the hobbits are met by the elf lord, Glorfindel.  Glorfindel gives Frodo his horse and sends him riding toward Rivendell via the Ford of Bruinen.  Pursued by the Riders, Frodo is injured, weakened, and constantly tempted by the One Ring.  He makes it over the river and faces off against the Riders.  They tempt him.  The Ring tempts him.  But even in his weakened state, even with his wound from the evil Morgul knife, and even with the power of the Ring calling him, Frodo refuses them.  He shows courage, stoutness of heart, and fortitude.  Frodo falls to the ground, just as the river rises up and washes the Riders away.  It is arguably for this reason, his strength of character, that the Council of Elrond agree to let Frodo journey into Mordor accompanied by the rest of the Fellowship.

LotR Banner

In the film version of this scene, Frodo (badly injured with a Morgul knife) is unceremoniously dumped over Arwen’s saddle.  Arwen then carries him, much like a sack of potatoes, pursued by the Riders.  She then crosses the river with Frodo barely conscious, and presumably a bit bruised and battered from the ride.  When the Riders approach, Arwen refuses their temptation with the slightly clumsy line, “If you want him, come and claim him.” Arwen then summons the power of the river, the waters of the river rise up, and the Riders are washed away.  End scene.

 

Substituting Glorfindel with Arwen makes little difference to the story.  In fact, the earlier animated adaptation substituted Glorfindel with Legolas, and that made sense as one elf lord is pretty much the same as another, especially when Glorfindel isn’t really in the rest of the story, so you might as well use the one that is going to be there for the next thousand pages.  But what the animated adaption kept was Frodo riding away from the Riders on his own.  The reason for this is that this was the important part of the encounter.  Frodo refused the Riders and the Ring at his weakest, on his own, injured, with no support, and no protector.  He demonstrated his strength of character and proved himself to be a trustworthy ringbearer.  Unfortunately the Jackson adaptation completely misses this point.  If anything, following Jackson’s scene, the Council of Elrond should have sent Arwen on the quest (with or without Frodo… perhaps in a large sack slung over the back of her horse).   For all of Jackson’s attention to detail in adapting The Lord of the Rings, he seemingly missed the entire point of this scene.

 

Why would Elrond, Gandalf, Aragorn, Boromir, Legolas, and Gimli support Frodo’s quest when thus far all he has done to their knowledge has either been to use the Ring and get stabbed on Weathertop, or be rescued like a sack of potatoes by an elf?  There is absolutely no reason to trust in Frodo or believe him capable of this quest at this juncture.  He has demonstrated no fortitude, no judgement, no agency, no power, and in fact had to be rescued in the first place because he was tempted by the Ring.  The characters are forced into this decision for plot reasons, not for any sort of narrative consistency, psychological realism, or earned status.

 

But to reiterate, this is not a problem with Arwen’s inclusion in the scene, as Arwen, Glorfindel, or Legolas, could all have been in the scene, but rather how she has been used, and how that ignores the subtext, theme, and underlying motivation that was in place in the original scene.  She completely robs Frodo of his agency and his power in that crucial moment.  If Arwen saved Frodo and was then included in the Fellowship this would be less of a problem in this specific sense, but that may create other issues, notably completely changing the make-up of the Fellowship.  Although, if she replaced Legolas and performed the same function, that would have been easier to explain than why Frodo is allowed to go in the first place.

 

So what we have here is a cinematic sequence, that looks great, that flows well, that is a fine action set piece, but that completely undermines the entire subtext of the scene and removes the major reason that anyone would trust Frodo to go on the quest in any capacity, let alone as the Ringbearer.  It ignores psychological realism in the characters involved in the Council.  It ignores the theme of the books and story that the strength of the individual, no matter what their background, can be enough to fight evil and change the world.  Jackson obviously had reasons for inserting Arwen at this juncture, but those reasons had nothing to do with character motivation or the necessary subtext created in that moment.

 

Character motivation and subtext can be a powerful tool in storytelling as it makes the narrative more compelling, more immersive, and more verisimilitudinous.  When directors, producers, writers, and production teams ignore the subtext and the characters’ motivations, that is when we find ourselves viewing something that can feel jarring or wildly inconsistent (depending on the severity of the infraction).  Viewers may not always realise why they feel that a character’s actions are out of place, or may not be able to exactly pinpoint why certain scenes felt unfulfilling.  But viewers are very vocal at expressing dissatisfaction when the finished narrative has not fulfilled their expectations.  So it is interesting that many filmic narratives and television shows seem to completely exclude the notions of subtext, character arc, psychological realism, and theme, when they are ostensibly trying to craft something that will please viewers.

 

Take the Iron Man trilogy.  Few would complain about Robert Downey Jr.’s portrayal of Tony Stark.  He seems to effortlessly portray a spoiled, narcissistic, genius, playboy and translate that to onscreen entertainment.  He has demonstrated time and time again that he also can portray the nuance of character on screen, and is occasionally given the opportunity to do so within Marvel’s juggernaut franchise.  But if we consider the character arcs created by the Iron Man trilogy (and the Avengers film that occurred between IM 2 and IM 3) we get to something of a stumbling block in which the character motivation seemingly vacillates and wavers for little apparent reason, themes get randomly changed mid-text, and the subtext strikes a strange discordant note across individual films and when viewed as a trilogy.

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In the first, Iron Man, leaving aside the problematic timing of Obadiah Stane, for no apparent reason, wanting to have Tony killed, Tony goes through a transformative arc.  He realises his weapons that he naively thought were being used to ‘protect’ American soldiers were actually being used to kill people.  For a genius that is a bit of a blind spot that is hard to swallow, but we will gamely soldier on.  As the film progresses he moves from a purveyor of weapons to wanting to protect.  He creates a suit of armour that will allow himto rescue people, to stop the bad guys, and to be a hero.  Okay, so he kills a few people, but they were bad guys and they shot first, or were holding hostages.  Oh, and he leaves a man to be torn apart by a mob.  But… yay for the good guys, I guess.  He could have arrested them, captured them, deposited them at the army base, incapacitated them and sent the co-ordinates to the allied forces, etc. etc. but vigilante justice is a problematic type of heroism that is wildly and widely promoted in the MCU, and Hollywood in general, as being good, just, and heroic.  No need to get into the double standards applied by heroes to important characters, and to the nameless chaff foot soldiers who can be incinerated with impunity, or the relative morality that is turned on and off like a switch when it is convenient.

 

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History Repeating: A return of violent machismo to Fantasy and Science Fiction

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Image above shamelessly stolen from Mark Lawrence’s Blog

History Repeating: A Return of Violent Machismo to Fantasy and Science Fiction

At the 35th Annual Conference of the Fantastic in the Arts (ICFA) in Orlando, March 2014, Stephen R. Donaldson, as a guest on a discussion panel, raised a concern about the apparent rise of violence, nihilism, cynicism, and darkness in modern genre fantasy writing.  In particular he singled out what is most commonly referred to as ‘grimdark’, a sub-genre of fantasy popularised and exemplified by authors such as Joe Abercrombie, Mark Lawrence and George R.R. Martin.  Although I should mention that he did not explicitly name those authors.

The common (mis)understanding of grimdark is that it is fantasy writing that eschews the tropes of hero, heroic quest and the simplistic morality of good winning out over evil, in favour of a much darker, more cynical fantasy world which is generally graphically and explicitly violent, morally bankrupt (or at the least deeply flawed), and celebrates the dirt, darkness and grittiness of the world.  Heroic characters are replaced by violent, sociopathic, immoral or amoral protagonists, who are not so much anti-heroes as villains but on a side less villainous than the other.  Good and evil have been replaced by evil and slightly less evil.  In many ways a fairly accurate rendering of what the news presents us with on a daily basis, on the hour, every hour.

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Time for a (lack of) Change: The Passage of Time in Fantasyland.

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Show me a written history that makes sense, and I will show you true fiction. 

Crone, Toll the Hounds

 

This paper was intended to be a brief look at some of the temporal anomalies that occur in genre fantasy writing and using Steven Erikson’s Malazan Books to illustrate different approaches to solving these issues.

However over the course of researching this I realised that this issue was a great deal more complicated and far reaching than I had originally thought and therefore this paper has become more of a series of questions rather than an attempt to illustrate the answers.

In essence however it is an attempt to show that suspension of disbelief is not enough, there must be a rationality and coherency present for a fantasy world to truly function and captivate.  In fact a world must be internally coherent as well as rationally consistent in order for suspension of disbelief to function effectively.  And the treatment of time is one of the major elements whereby fantasy fails to be rational.

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Illustrating a Dream: An analysis of the art of storytelling in Gaiman and Vess’s ‘A Midsummer Night’s Dream’

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This paper is a brief look at some aspects of The Sandman, in particular issue 19 “A Midsummer Night’s Dream”[1].  For any here who don’t know about The Sandman, it was a series of monthly comic books which ran from Dec ‘88 until the last issue in March ‘96.  However most of us will be more familiar with their current incarnation as a series of 10 graphic novels.  Published by DC Comics, under their Vertigo label, these groundbreaking comics have received critical acclaim, cult following as well as some degree of literary scrutiny.  While the various issues were all written by Neil Gaiman, a number of different artists were employed to illustrate the stories.  Although the term ‘illustrate’ is problematic as this paper will address.

The purpose of this paper is to examine the comic in terms of the meta-narrative and ideas of multiple and parallel realities and how this achieved through both textual referencing and the use of the art.  In particular how the art itself not only illustrates the text but is an added dimension to the narrative and supplies its own coded information for the reader.  As an additional note I owe a great deal of this paper to Jo Sanders’ article in Extrapolation on a similar topic in relation to this issue.

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So You Want To Be A Dragon Slayer? Character Generation in RPGs and Genre Fantasy

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So You Want To Be A Dragon Slayer?  Character Generation in RPGs and Genre Fantasy

The relationship between Fantasy literature and Role Playing Games is well known but is often overlooked and at times misunderstood.  Many consider fantasy literature to be the inspiration behind or inspiration of RPGs and overlook the reciprocal nature of this relationship.  I am hoping that this paper will show how the use of RPG conventions and processes can be used as a basic analytical tool when it comes to understanding and analysing fantasy narratives.

So let us begin with a very brief breakdown of my terminology; Genre fantasy, RPGs or roleplaying games and series fantasy.

Genre fantasy is perhaps the most ambiguous of the three, even if it is bandied about frequently, and we all tend to understand it in our own way. In the Encyclopedia of Fantasy Clute and Grant lay out a few guiding terms in order to define this ethereal concept.  The first is that there is a secondary world where magic exists or can exist, for example Tolkien’s Middle Earth, Feist’s Midkemia, and Brooks’ Shannara.  The world is usually populated by several different races and tribes that may or may not be magical, Elves, Dwarves, Trolls and Orcs for example in addition to humans.  The narratives usually correspond to recognisable sub-genres of fantasy such as high fantasy, epic fantasy and sword and sorcery.   But really those terms are often just as vague or misleading as genre fantasy itself.  To use an analogy, genre fantasy is as wide and varied as Science Fiction, we know it when we see it, but there are so many variants and sub-sets that an overarching definition eludes us.  I am using it to mean typical examples of what we generally call fantasy, for example books by Gemmell, Feist, Jordan, and Goodkind.

RPGs then.  We run into similar problems of scope here too. Roleplaying games can be as different from each other as genres of fiction can be.  Their game mechanics can vary enormously as do their settings, aims and objectives.  However like genre fantasy some general concepts can be found which can be used to describe a lot of, if not all, RPGs.  They usually involve the creation of a player character, who has defined physical and mental characteristics, who then engages with other player characters in a scenario created and managed by a Gamesmaster GM or Dungeonmaster DM.  The players ‘play’ through the scenarios, solving puzzles, defeating foes and accrue experience points or XP and riches which then allow them to develop their character further and get better equipment.  The scenarios are usually set in a gameworld which is different to our own and quite often resembles the secondary world setting found in genre fantasy.  To keep things simple I will be referring to fantasy rpgs when I use the term rpg.

A brief look at fantasy RPGs then.  They come in various forms, Pen and Paper or D20 traditional role-playing games.  Things like Dungeons and Dragons and its many offspring.  Well known and wide spread, Forgotten Realms and Dragonlance are examples of the AD&D approach to gaming.  Computer and console games, ranging from Sony’s Final Fantasy series, through Nintendo’s Zelda all the way back to D&D based games like Baldur’s Gate.  They vary in form and content and can be puzzle based, hack and slash, action adventure or a combination of all these things.  They usually have some sort of overarching narrative that can be as intricate or sparse as the game developer thinks will sell.  Varying from a thin plot to excuse monster slaying, to an intricate narrative that is more like an interactive novel.  There are also the MMORPGs or Massively Multiplayer Online Role Play Games, of which World of Warcraft is a leading example (with over 10 million subscribers as of January this year).  Again these games focus on players creating a character and joining other characters on quests and adventures in order to gain experience and wealth.

The third term, series fantasy, admittedly from Wikipedia, is useful here.  Series fantasy is basically a genre fantasy narrative which utilises an RPG gameworld as its secondary world, so we could rename it Gaming Fantasy to give it an air of credibility.  As such it would appear to be the closest type of genre fantasy to role-play gaming.  It tends to be more simplistic in nature than other sub-genres of fantasy and relies extensively on quest narrative and adventure stories.  Of all the types of genre fantasy, series fantasy seems to be the clearest example of what we call the fantasy template.  That of fantasy by numbers.  We can map out narrative events with a Proppian approach to narrative, we can deconstruct characters using Jungian Archetypes (like the trickster, the wise old man etc.) and because of its connection to the rpg world, we can use the rpg to breakdown many of the incidentals of the story not covered by the approaches above.

However something to bear in mind about Series fantasy is that although it is intrinsically linked to RPGs and these novels number in the hundreds and sell by the thousand.  There is something of a chicken and the egg problem here.  Some fantasy novels have inspired the creation of RPGs, which then in turn inspire more novels in the series, which in turn inspire more games set in and out of the series, as well as some RPGs have inspired novels which inspire the gamers which can lead to more novels and so on.

So why am I proposing to use RPG gaming conventions for genre fantasy analysis and not just series fantasy.  Well the answer to that is basically that the interrelationship between RPGs and fantasy is a great deal more extensive than many of us suppose.  It can influence how we think about fantasy.

So on to the conventions of RPGs and my point.  I want to look at some very specific aspects of RPGs and those are generally all concerned with character creation.  In particular the statistical breakdown, physical description and language of weaponry.

So let’s pretend we are the hero who has to go slay a dragon. It can be a tough job so a group of friends to help us out is likely to be useful, therefore some sort of quest group should be formed.  So who do we need first?  Knocking on the dragon’s front door seems to be a slightly foolhardy plan, and fantasy wisdom dictates that every dragon’s lair has a secret entrance.  So we need someone to find the secret entrance to its lair, and then guide us through a booby trapped dungeon before we can reach the dragon.  We therefore need a sneaky burglary expert or ‘thief’ to locate the secret entrance, disarm the traps, and pick the locks of the inevitably locked secret doors and treasure chests the dragon’s loot will be in.

Sneaky McStab – Thief Extraordinaire

So what sort of things does the thief need to have?  Or, in gaming terms, what attributes must he have.

Well strength isn’t a huge concern, he doesn’t have to be Atlas, but we don’t want a wimp either, so he needs a reasonable amount.

Dexterity must be high so that he can pick locks and disarm trip wires etc., he should also be able to scale walls and lower a rope down for the rest of us so dexterity is a priority.

We don’t want him dieing from the first wound he takes and as he lives in the rough and tumble world of the professional thief he will need to be a little hardy and so we will put at least a few points into constitution.

On to the mental characteristics.  Well he doesn’t have to be a rocket scientist so he doesn’t need huge levels of intelligence, but we would like him to be able to lace his own boots and to be able to work out which items have the greatest value to a fence, so he needs some street smarts and a bit of numeracy.

Wisdom and thieves don’t necessarily go together, but some level of commonsense would be nice, such as enough to realise that picking up the golden idol on the pedestal might be a bad idea until after you have checked for the pressure pad.

So that leaves charisma.  Well this can be important if he is the kind of thief that relies on cons and scams but a dislikable thief can be just as useful to a dragon slayer, we won’t be trying to convince the dragon to invest in a pyramid scheme.  So it is a personal choice but hardly a necessity.

He should be fairly flexible and acrobatic so in broad terms a younger character is probably best, but there aren’t many elderly thieves out there regardless.

Now we have to get him ready for battle.  Well he can’t wear plate mail as it isn’t really conducive to climbing, sneaking around and generally being stealthy.  Chainmail is a possibility but it might limit his manoeuvrability and possibly make too much noise.  So we will probably settle on leather armour as it is flexible, durable and doesn’t clank. Due to the fact that he will be hiding in shadows and dark crevices we should probably use dark leather, blacks and dark browns rather than something in the oxblood or bright yellow suede range.

What weapons should he have?  Well as a stealthy guy he probably will be sneaking up on people so daggers would be useful, maybe a short sword in case someone fights back.  Big swords and shields would probably get in the way of sneaking through airshafts so let’s avoid them.  Maybe a small bow or crossbow if he needs to take out a sentry from afar, but the bigger versions would be impractical for the same reason as the shields and longswords.

Now we will probably want a wizard too, in case of magical traps that the thief can’t disarm, and in case we have to lob a fireball at the inevitable mob of hench-monsters in the dragon’s employ.

Professor Fireball – Grumpy Wizard

Well we want a good one, so they will need to older and have plenty of experience as well as years of research and practice to make them powerful, not one straight out of wizard grad school.  We also want them to be versatile and know lots of different spells in order to defeat the predictably insurmountable obstacles in our way.  Therefore they will have to be very intelligent and have a good memory.

However we are not expecting them to lug around a lot of equipment or loot so they don’t have to be particularly strong. Nor are we expecting them to shimmy up a craggy rock face or walk across a tightrope to reach a ledge so they don’t have to be particularly dextrous.

We don’t want them to faint at the first sign of blood but we don’t expect them to get into fist fights so they don’t have to be hugely hardy.

We would like them to be wise but as long as they know all the spells and do what we tell them who cares if they think it is a bad idea?  But as they are messing with the forces of nature some wisdom is probably a good idea.

In terms of charisma, well once again it is a matter of whether or not you mind working with a boring unsociable wizard or want one to go out drinking with afterwards.

In terms of armour, magic, like lots of other forms of energy finds metal to be a great conductor, so a lot of armour is right out unless we want an extra crispy mage.  Also, as he is slightly older, leather might chafe a little so we will just let him wear his robes.  He won’t be doing much hand to hand fighting in any case so he may as well be comfortable.  He might carry a ritual dagger for one spell or another but really we will be relying on his spells rather than his ability to hit people.  He can always bring his big walking stick to bash heads with if he is feeling particularly vigorous.

Now, while we are busy being heroic and generally championy we need a bodyguard to look after the others and to take on incidental minions.

Tank the Meatshield – ‘If it moves, hit it with a rock’

We want him to be able to break heads and take names so he is going to have to be tough, hard as nails as well as strong as an ox.  We need someone to do most of the heavy lifting, dragon hoarded gold isn’t light you know.

We would like him to be co-ordinated enough that he won’t accidentally kill us whilst he is dispatching nameless minions 7 and 8, so a bit of dexterity would be welcome.

In terms of wisdom and intelligence as long as he can obey simple commands like ‘kill them not us’ and doesn’t have to be told not to eat the yellow snow we are ok.

Anyway, I would prefer a bodyguard who spent all his time practicing killing things than one who slacked off in order to read Shakespeare and who likes to debate post-Cartesian philosophy.

As for charisma, we need him to be an unstoppable killing machine not spokesperson for the wayward orc home.

As he is going to be slaughtering hundreds of the evil fantasy equivalent of red shirts he is going to need as much armour as he can wear, preferably inch thick metal.  He is also going to need big heavy weapons that are not going to break after a dozen fights.

Ok so that is the core of our support group; Sneaky McStab, Professor Fireball and Tank the Meat Shield.  Basically the point of this was to show that by defining the role that the character needed to fill to make our quest successful we basically ended up with the stereotypical fantasy group.  And this of course is pretty much the way some rpgs work.

This is the list of steps you take to create a character in the RPG Baldur’s Gate, and apart from the very superficial starting points the first major decision is class, and everything then follows that decision, from what armour they can wear, what weapons they can use and what skills they have.  Of course a hard core gamer might decide to play a stupid wizard, a weak warrior or a clumsy thief, but it can be a bit hard to progress through the game if your character is bad at his job.

So now we have seen how you build these characters from the ground up let’s apply this type of analysis to David Gemmel’s Waylander, which is a well known and popular genre fantasy novel, to see if it can work in the opposite direction.

The initial descriptions of Waylander highlight some important characteristics.

The man was tall and broad-shouldered and a black leather cloak was drawn about him.  (P.11)

From twin sheaths he produced two black-bladed knives. (P.12)

So perhaps the first thing to pick out here is the fact that he is “Tall and Broad Shouldered”, this is perhaps the stereotypical way to describe a warrior hero type.  It carries connotations of health, athleticism and strength.

But more important in this sentence is the black cloak.  Now standard fantasy semiotics would suggest that because the cloak is black this is going to be an evil character, but in terms of RPGs we can draw something more interesting out.  The fact that the cloak is made of leather suggests that the cloak is a practical garment, it serves a function.  Now this is because it is not made of velvet, or silk or some other decorative fabric, this is a hard wearing, protective and water-proof garment making it useful.

The fact that it is black suggests that the character is some sort of shady character, now it could be an aesthetic choice to have a black cloak, however as it is a functional garment the dark colour would suggest a practical purpose.  And one of these purposes would be to help the character hide in shadows and darkness.  This then would make the reader think that this character is some sort of warrior thief type.

Now the second description also reaffirms this.  He draws two black bladed knives.  Again the black would suggest ‘bad guy’ but it is more than that.  The blades of the daggers have been blackened to reduce their reflective properties.  Again apart from a strange aesthetic choice, the obvious reason for this is that they are to be stealth weapons, used to sneak up on someone in the dark and stab them.  Added to that is the fantasy idea that daggers or knives are dishonourable weapons, that is you don’t tend to challenge someone to a knife fight, you would duel with swords.  So daggers are quick, dirty wounding weapons used to incapacitate and then kill without mercy or honour.  Lastly in this is the fact that he draws two knives, so fighting with two weapons at the same time, suggesting he is ambidextrous and very competent.  So in RPG terms, a high dexterity score and signifier of a rogue class.
Swiftly the newcomer swept his cloak over one shoulder and lifted his right arm. A black bolt tore into the chest of the nearest man, a second entered the belly of a burly warrior with upraised sword. The stranger dropped the small double crossbow and lightly leapt back. (p.12)

This passage illustrates Waylander’s favourite weapon, a small double crossbow.  This is light and easily concealed, a perfect weapon for a rogue class.  Also unlike the noble longbow, which is usually romanticised, the crossbow is the fantasy equivalent of a hand gun, a point and shoot weapon that anyone can use without a lot of training.  It has a dirty reputation historically as it allowed untrained peasants to take down heavily armoured knights, although this example is far less powerful, has a reduced range but is no less deadly.  Oh and once again the crossbow and its bolts are black, so the dual evil and concealability issues rising.

Waylander is also wearing leathers and a partial chainmail shirt.  This again would suggest that he is a rogue character armoured for speed and agility rather than an out and out fight.

The man’s eyes were narrowed in concentration, but the priest noted that they were extraordinarily dark, deep sable-brown with flashing gold flecks. The warrior was unshaven, and the beard around his chin was speckled with grey. (P.13)

The first was a dark-haired warrior of a type she was coming to know too well; his face was hard, his eyes harder. (P.23)

In terms of his physical description, Waylander is dark haired, with dark brown almost black eyes.  With eyes being windows to the soul we can see how this easily reflects his dark status.  However they are also flecked with gold which would suggest that there is still something good, pure and precious in that darkness, leading to the possibility of redemption.  Also his dark beard shot with grey confirms this idea of darkness with a chance of light, and also lets you know he is not a young man.

Interestingly, as Waylander embarks on his redemptive quest he picks up some short swords (black handled and with black scabbards to be fair) and these add some air of nobility to his character whilst staying true to his roguish background.

So a combination of fantasy semiotics and rpg based analysis yields a great deal of information long before the author divulges secret dark past of his character.

“Let’s hunt some Orc!’ – Re-evaluating the Monstrosity of Orcs

Orcs from Jackson's Adaptation of LotR

With the exception of Dragons, one of the most recognisable ‘monsters’ of genre fantasy is the humble Orc.  Orcs, commonly found in hordes™, are the disposable foot soldiers of every evil wizard’s army, and are useful opponents/victims for would-be heroes-in-training.  They are evil, barbaric, ugly, brutal and, above all, monstrous.  But given the trend of modern Genre Fantasy to move away from simplistic moral polarities to more complicated moral relativistic positions, can we still treat and react to Orcs in the same way?  With some notable exceptions, Mary Gentle’s Grunts (1992) and Stan Nicholls’ Orcs (1999-present), the treatment of Orcs has remained fairly consistent ever since Tolkien popularised them as the enemies of the hero.

Using established critical techniques already associated with the fantastic, in particular the Monstrous Other, Otherness, and the psychological readings of Monstrosity, the position of the Orc will be established in the context of the genre.  Then, by examining how the Orc has been used in related fantasy media, such as the RPG, it will be shown how the function of the Orc has changed into a ‘disposable’ monster.  Lastly, with the Orc as a cypher for almost every evil sentient monster deployed in Genre Fantasy, this paper will examine how we ‘read’ Orcs and suggest that the true monstrosity is the reader’s casual acceptance of racial genocide rather than the Orc’s position as Monstrous Other.

I took the idea of monstrosity as being constructed through a limited, subjective and external perspective and this therefore limits empathy with the subject.  By considering the narrative from the perspective of the monster we gain a new view of the story and of monstrosity.

With the exception of Dragons, one of the most recognisable ‘monsters’ of Genre Fantasy is the humble Orc.  Orcs, commonly found in hordes (Which I believe is the ™ term), are the readily identifiable disposable foot soldiers of every evil wizard’s or Dark Lord’s army, and they are the ever useful opponents for would-be heroes-in-training.    But given the trend of modern Genre Fantasy to move away from simplistic moral polarities to more complicated moral relativistic positions, can we still treat and react to Orcs in the same way?  Is it time to re-evaluate Orcs and as a result, the texts in which they appear?  Can we now view Orcs as the victims of the self-proclaimed heroes?  With some notable exceptions, Mary Gentle’s Grunts (1992) and Stan Nicholls’ Orcs (1999-present), the treatment of Orcs has remained fairly consistent ever since Tolkien popularised them as the enemies of the hero.

I am sure that everyone here is familiar with the Orcs of Tolkien’s world.  We could describe them as barbaric, evil, corrupt, treacherous, cannibalistic, and irredeemably evil.

In short they are ugly, snarling monstrous creatures.

Yet they are clearly also sentient, some are at the very least bi-lingual.  As Tolkien points out:

To Pippin’s surprise he found that much of the talk was intelligible; many of the Orcs were using ordinary language. Apparently the members of two or three quite different tribes were present, and they could not understand one another’s orc-speech.’ P.580 (The Uruk Hai – The Two Towers)

So clearly these Orcs speak at least two maybe even three languages: The black Speech of Mordor, their own Orcish language, and Common.

Therefore not all Orcs are the same.  There are different tribes with different languages, and given that language and culture are intertwined, we could at least argue that there may be significant cultural differences as well.  Certainly the most obvious example is made apparent between the Mordor Orcs and Saruman’s Uruk Hai, as the dispute between Grishnakh and Ugluk in The Two Towers clearly demonstrates.

But that conflict also proves that Orcs can evaluate social or group goals and needs in addition to their own personal goals and ambitions.  They have loyalties, can choose to follow orders and possess at least some element of free will.  They understand social and cultural hierarchy as well as individual positions of power.  Grishnak and Ugluk argue over what to do with the Hobbits, should they killed, should they be brought to Sauron, should they be searched.  There is tension between the Orcs as they struggle to assert personal dominance as well as the dominance of their respective allegiances and military hierarchies.

What is clear is that they can reason and explain their reasoning.  In effect, these are sentient beings, they are rational, thinking people… at least to some extent.

And while they appear cruel, at least by our standards, they feed Merry and Pippin their Orc-draughts to give them enough energy to keep running. In effect they demonstrate some level of compassion for their prisoners, minimal though it may be, and for which the motivations are not necessarily discernible or clear, as Tolkien does not investigate the Orcish perspective given his focus on the Human and Hobbit perspectives.  But these Orcs are not creatures, they are not monsters, and they are not dumb animals.

So where can we find stories that address this lack of Orcish voice, that give us the perspective of the Orcs, that tell the story from the Orc side of the war.

A book that purports to redress this balance is, of course, Mary Gentle’s Grunts!.

Gentle takes the Orcish perspective as a group of Orcs prepare for the great battle between the forces of good and evil.  However, this is not a ‘straight’ redressing of the imbalance of perspective, it is, from beginning to end a pointed satire or parody of a perceived stereotype of genre fantasy fiction, the great war.

Yet despite being a parody of the good versus evil cataclysmic battle/apocalypse, trope that appears in much early Genre Fantasy, Gentle does attempt to give voice to the Orcs, who despite being nearly ubiquitous in their appearance in diverse fantasy series, are a peculiarly voiceless and underrepresented fantasy race, narratorially speaking.

But this synopsis is slightly disingenuous.  While Gentle begins with a focus on the Orcish perspective she rapidly ‘alters’ the Orcs.  That is to say, by introducing an external magical factor, a geas or magical spell on the weapons the Orcs find in the dragon cache. She alters the Orcs, changing the Orcs from recognisable fantasy characters to caricatures of US Marines fighting a war in a fantasy world.

Barashkukor straightened his slouching spine until he thought it would crack. The strange words the big Agaku used were becoming instantly familiar, almost part of his own tongue. No magic-sniffer, he nonetheless felt by orc-instinct that presence of sorcery, geas or curse. But if the marine first class (Magic-Disposal) wasn’t complaining… He fixed his gaze directly ahead and sang out: ‘We are Marines!’. P.51

The introduction of an external force to ‘change’ the Orcs allows them to behave in different ways, to act contrary to their established fantasy characters and characteristics.  This is of course perfectly in line with Gentle’s focus and intention for the novel, to lampoon the ossified ‘Ultimate Battle’ motif that seems to recur with alarming regularity.

However, this means that the inversion of the Tolkien type Orc is used only for comic effect and does not actually attempt to give a voice to the Orcish world view, or attempt to actually investigate Orcs in anything other than parody.  In effect, Gentle’s work ultimately fails to provide the Orcs with their own voice, to represent their world view and it fails utterly to present the Orcs as an actual race of rounded developed characters.  Only their Marine characters and characteristics are given full voice.

Another narrative that purports to tell the Orc side of the story, is Stan Nicholls’ Orcs.  This is a series of fantasy novels which tells the story of a fantasy world’s battles from the Orc perspective, following the trials, tribulations and adventures of Orc Captain Stryke and his warband The Wolverines.  This series is not a parody, it is not a satire and it is not attempting to lampoon fantasy cliché.  For all attempts and purposes Nicholls appears to be writing the very thing I am talking about, a fantasy series from the perspective of the much maligned Orcs.

However, rather than using the narrative opportunity presented by Tolkien in The Two Towers, that is the rare insight we get to Orc internal politics and the tensions between Mordor Orcs, Mountain Orcs and Sarumans fighting Uruk Hai, Nicholls uses an old ‘bait and switch’.  In the first chapter the Wolverines are sacking a human village and come across a baby.

The cries of the baby rose to a more incessant pitch. Stryke turned to look at it. His green, viperish tongue flicked over mottled lips. ‘Are the rest of you as hungry as I am?’ he wondered.

His jest broke the tension. They laughed.

‘It’d be exactly what they what they’d expect of us,’ Coilla said, reaching down and hoisting the infant by the scruff of its neck. […] ‘Ride down to the plain and leave this where the humans will find it. And try to be … gentle with the thing.pp.13-15

Unfortunately the ‘gentle’ there is a coincidence.

Nicholls has done much the same as Gentle in that he has changed the Orcs to something much more sympathetic.  He has rewritten what an Orc is and in effect reduced them to another fantasy cliché, that of the noble savage, the barbarian tribesmen, the put upon native people who have an overriding sense of honour that has been abused by ‘evil’ masters. These Orcs are the unwilling servants of a Dark Power.

So again this is another attempt to redress the narrative imbalance of a widely used fantasy race that suffers from a seeming lack of ability to genuinely conceive of what Orcs are like, despite the fact that this is clearly evident from Tolkien’s work.

Yet there are examples in which Orcs remain Orcs and yet their stories are accessible, their point of view is articulated and they are given a voice.

While not exactly the most respected or critically examined areas of fantasy literature and narrative, D&D and the various worlds and fantasy series associated with it provide a fascinating perspective on the evolution of Orcs as a fantasy race.

What is interesting is that D&D had to confront an issue with Tolkien’s initial construction of the Orc.  If Orcs are sentient then why were they treated as monsters and not simply as enemies?  Early editions of D&D used Orcs in much the same manner as bad fantasy does, they were simply a stack of low level cannon fodder enemies to be killed off by the heroes to prove how wonderful Sir- Killalot and Princess Smack-them-in-the-head are.

However, as the game developed and grew increasingly more complex, in part to continue to expand the world so that players had greater variety and choice and therefore would keep buying more supplements and products, but also because as the fantasy world grew and the game developed it became increasingly more sophisticated and began to probe and investigate difficult areas of what is assumed to be a simplistic paradigm.  If you can have half-elves, half-dwarves, as playable characters etc… can you have half-orcs?

If you can have half-orcs as playable characters, can you have full blooded orcs as a playable characters?  How does Orc society actually function?  What are Orcs actually like?

In order to continually develop D&D for market, the company continued to add races and playable character types, including some that the confining ‘moral alignment’ rules describe as evil.  Orcs have gradually entered the game as a playable race, equal to and on par with Elves, Humans and Dwarves.

D&D is not the only game to do this.  Orcs appear as playable races in a number of Gamesworkshop products (Warhammer, Warhammer 40K, Blood Bowl, etc.)

However, the simple inclusion of something called Orcs (as Nicholls has proven) does not necessarily guarantee that they remain identifiable as Orcs.

So let us consider R.A.Salvatore’s Legend of Drizzt Series, a long running (and still ongoing) fantasy series concerning the adventures of a Drow (Dark Elf) and his companions.  In The Hunter’s Blades Trilogy {The Thousand Orcs 2002, The Lone Drow (2003) and The Two Swords (2004) (books 15-17 of the Legend of Drizzt series)} one of the major secondary narrative strings is a developing storyline about an Orc chieftain or warlord Obould Many Arrows.  Obould Many Arrows, is initially allied to a clan of Frost Giants and has amassed a massive horde TM. In other words he has called together a large military force or army… but as he is an Orc we are stuck with horde.

As the books develop his army manages to push the Dwarves back to the gates of the Dwarvish realm, Mithral Hall.  And the purpose of this conflict is to clear space in the foothills of the Dwarvish mountain range so that the Orcish clan can establish a genuine kingdom free from the interference of giants, dark lords, evil wizards etc. And so that Obould can open diplomatic relations equal to Elves, Dwarves and Humans.  In effect, to create a recognised Orcish sovereign territory.

What makes this interesting is not that there is an Orc horde, but that the purpose of their ‘invasion’ is actually to find a kingdom and land of their own.  They ‘push’ the Dwarves back to their own Kingdom… which without too much thought you realise means that the Dwarves can be redefined as evil imperialistic conquerors hell bent on wiping out another race in order to steal land and wealth.  Not that Salvatore does this, but the subtext is present.

The Orcs on the other hand are pushing the Dwarves back.  In essence containing an evil expanding army… The Orcs are not ‘stealing land from the Dwarves, the Dwarves live underground, they don’t need nor use the land above the mountain, the lower slopes of the mountain are free, unoccupied and not in use.

And the purpose of the Orc army is not to kill off the other races, it is not to destroy the forces of good, it is to create a consolidated home land where the Orcs can live free from persecution and being hunted down like animals.

In effect then, Salavatore has done something that Gentle and Nicholls could not, he has created a political, interesting and engaging storyline which considers and addresses the Orcish perspective without altering who and what Orcs are.  In hindsight it seems strange that no-one thought to do this before.  Yet the earlier examples given could not seem to conceive of the Orcs as anything other than monsters.

Returning then to the LotR with this new perspective of Orcs we need to reconsider them in this new light.  While Tolkien at least focused on the fact that Aragorn, Gimli and Legolas weighed their decision and chose to try and rescue Merry and Pippin at the beginning of The Two Towers, Jackson’s film adaptation is more revealing of my point.

When Aragorn turns to his companions and says with barely restrained glee ‘We travel light. Let’s hunt some Orc’[1] we can now see how this reduces a sentient and potentially ‘redeemable’ species to an animilaistic and monstrous fate.

But Jackson is not entirely to blame because aspects of this concept, this attitude, appear in Tolkien’s work.  At the battle of the Hornberg in Helm’s Deep Legolas and Gimli have a competition to see who can kill the greatest number of Orcs.  This friendly competition is presented in an heroic light and in the film adaptation is even a source of humour.

But if we consider this episode from this new perspective, counting the number of Orcs killed now appears as crass, distasteful and even malicious behaviour.  In effect it appears as a mis-guided glorification of the murder of enemies and rather than the joyous celebration of monsters put down.

Furthermore, in this battle the remaining Orc horde is herded into an indefensible position surrounded by the Ents and Huorns, who then, rather than letting them surrender, simply destroy them, off page, without a sound, without a murmur, without a second thought.   Tolkien describes this in fairly unambiguous terminology:

‘Wailing they passed under the waiting shadow of the trees; and from that shadow none ever came again.’[2]

Yet, while this is a cause for the heroes to celebrate, the Orcs were an enemy that need to be defeated, why do we as readers never once consider that this is the systematic extermination of a race.  That this is mass murder.  That this is attempted genocide.  The heroes might feel justified in their attitudes as such positions might be necessary in war and combat, but for readers, surely we should question the heroes’ actions.

The heroes do not take Orcish prisoners.

The heroes do not even set up forced labour camps or prisoner of war camps.  All enemy combatants, even if they are retreating or have surrendered, are slaughtered.

When it comes to honouring the dead, the heroes do not give the Orcish dead a modicum of respect or attempt proper funeral rites, rather they are stacked and burned or tossed into mass graves.

So if we have never questioned this it seems that we as readers, not actually involved in the war, tacitly or openly agree with the mass extermination of an entire species, we revel in the slaughter of a sentient race, we delight in the murder of surrendering enemy combatants, we never once treat Orcs as people, as a sentient species, as a race that may be on the other side of the war, but still deserve consideration and respect.

In short, Orcs aren’t monsters.  We are.

[1] The Lord of the Rings: The Two Towers (dir. Jackson, 2002)

[2] Tolkien The Two Towers Chapter 7 ‘Helm’s Deep’ p.707

(Originally delivered as a paper at ICFA 35 and a variant published in NYRSF)

An initial intrusion becomes an accepted reality: Narrative slippage in Urban Fantasy series

Harry-dresden

Urban Fantasy Series, such as Jim Butcher’s Dresden Files, Kevin Hearne’s Iron Druid Chronicles, and to some extent Charlene Harris’ Southern Vampire Mysteries, illustrate a weakness in current critical approaches to fantasy series.  Put simply, when a fantasy narrative is part of a series rather than a stand-alone, a trilogy or a closed narrative system, many of our critical approaches to fantastic narrative break down.  Urban fantasy series almost invariably begin with what Mendlesohn has termed ‘Intrusion’ fantasy, however, as each series progresses, the narrative shifts towards another of Mendlesohn’s taxonomic terms ‘Immersion fantasy’.[1]  The fantastic elements of the world building have a tendency to become more complex and feature more prominently leading to a distinct change in style of narrative, no longer does the fantastic intrude upon reality, the fantastic becomes the reality.

Early instalments in the series feature intrusions of fantastic elements into the relatively mimetic diegetic setting or story world.  These intrusions lead to the hero protagonist engaging with elements of the fantastic and resolving the problems created by the intrusion, Dresden defeating an evil wizard, Atticus fighting off faerie, and Sookie dealing with the repercussions of vampire Bill moving into the neighbourhood.  Later instalments in these series move further away from this structure of intrusion and rectification toward a more accepting or immersive stance toward the fantastic and a more active exploration of the fantasy elements.

Dresden routinely leaves the environs of Chicago to frequent exotic locales and other planes of existence, Atticus abandons Arizona in favour of visits to Tir Na nOg and Asgard, Sookie spends less time in the domestic settings of Bon Temps and begins to engage with the complicated politics and social structures of the supernatural world.  In each case, the base line diegetic reality becomes more fantastical and less mimetic.  Fewer mundane characters feature prominently, and a substantial portion of the dramatis personae are magical or fantastic in some way.

Framing this in structural narratological terms.  Rather than narrative tension being created through confrontation between the hero and an intrusive fantastical element, the narratives derive tension and impetus from interaction with and exploration of wider supernatural and magical realms.   The hero is no longer preoccupied with the defence of reality from a magical intrusion, but rather the hero is engaged with a broader reality, it is just that the reality in question has now become fantastic.

This then poses a question, if these series transition from intrusion fantasy to immersion fantasy whilst retaining a reader base and remaining ‘true’ to the series with no apparent or significant alteration of plot, story, character or type, what does the identification of intrusion or immersion really highlight and illustrate?  Or perhaps less aggressively we could ask, given that these fantasy series are a continuation of an existing narrative, how can this transition be explained?

What are the narrative structures being discussed?

A standard structural approach to analysing narrative is to locate the source of the driving force of the narrative, the narrative tension.  This can usually be found as existing between two opposing forces:   The protagonist’s goal or desire acting in one direction and driving the narrative toward that, and a counter force that exists to thwart or counteract this put in play by the antagonist’s goal or desire which places obstacles in the hero’s path, or vice versa.

The Heroes want to destroy the ring, Sauron wants to reclaim the ring.

The detective wants to solve the murder, the serial killer wants to go on killing.

The Martians want to invade Earth, the Heroes wish to repel the invasion.

It is a nice, straightforward, if slightly reductive way, to visualise narrative tension.  Of course there are other ways of framing this conflict that take into account broader concepts.   Vladimir Propp created an outline to a hero’s journey in his work Morphology of the Folktale.  Simplistically put, he suggests that a lack or wrongness initiates a call to adventure, the hero then journeys and passes trials before redressing this lack and concluding with a restoration and healing of the world order.  Joseph Campbell’s Monomyth[2], posits a similar narrative trajectory that moves from a diegetic story world that has been disrupted, the rising of a hero to counteract this disruption and the resolution of the adventure in which the disequilibrium is negated and the world order is restored.  John Clute, in The Enclyopedia of Fantasy suggests the concept of the ‘Full Fantasy’ which posits that the adventure begins with a wrongness of the land, which, following the successful hero’s journey, is redressed, and the land is healed and restored.  So despite the variants and intricacies of each of these approaches, there is apparently an underlying pattern here of the supposed structural narrative paradigm of a fantasy adventure.

How does this then relate to Mendlesohn’s concept of the intrusion fantasy?

The trajectory of the Intrusion Fantasy is straightforward: the world is ruptured by the intrusion, which disrupts normality and has to be negotiated with or defeated, sent back whence it came, or controlled.[3]

It seems that each of these approaches is highlighting much the same thing, and in terms of Urban fantasy we can view it as the following:

A mimetic reality is placed into disequilibrium/wrongness/lack by the intrusion of a fantastic element which does not belong.  So in effect, the mimetic, mundane world has been disrupted by a fantastic intrusion.

The hero then seeks to remove or resolve this by attempting to remove/defeat/contain the intrusion and return the world to the status quo, therefore returning the world to normalcy and mundanity.  So far so good.  It all seems straightforward.  All these models seem to agree. Rather suspiciously one might feel.

So is that what happens in Urban Fantasy Series?

Consider Book 1 of the Dresden Files – Storm Front

In the case of Storm Front, modern day Chicago is under magical attack, the police are out matched and don’t really understand what is happening, and the only wizard listed in the phone book is Harry Dresden.  Harry, who is perceived as a charlatan by a number of the characters, acts as a private investigator and consultant to the police.  He eventually tracks down the evil magic user and defeats him, thus saving the city, protecting the mundanes from knowledge of the supernatural world, and returning to his apartment to await the next case.

So the majority of the narrative focuses on Harry’s efforts to track a supernatural killer on the streets of modern day Chicago whilst hiding this information concerning the fantastic from the police.  In effect, Harry acts as a supernatural guardian protecting the mundanes from a fantastical world they are not ready to, nor capable of, accepting.

The narrative tension is created through Harry’s drive to protect the innocent civilians of the city, solve the case, prevent himself from being killed by the intrusion of an evil fantastic element that does not belong in his city and to bring the villain to justice.

A fantastic intrusion disrupts the mundane reality.

The Hero seeks to correct this wrong.

The Intrusion is contained, normality resumes and the narrative ‘resets’ ready for the next adventure.

So far Mendlesohn’s, as well as Campbell, Clute and Propp’s, narrative structures hold true.
The next example is Book one of Kevin Hearne’s The Iron Druid Chronicles – Hounded.

Attitcus, the 2000 year old or so last remaining Irish druid, is living peaceably in modern day Arizona.  Some faerie characters arrive having finally tracked him down, including some of the Sidhe, they cause havoc as Atticus attempts to counter them and protect the locals from being exposed to the supernatural elements, he defeats them and ultimately the world returns to normal at the end of the book.

So clearly the arrival of an unwanted fantastical element, the faerie and the Sidhe, create the narrative tension in the book, or to put it another way, the fantastic intrusion creates a disequilibrium which much be opposed and thwarted by the hero to resolve the problem and return the world to normalcy.

So in the case of Book Ones… or should that be books one… Mendlesohn’s taxonomy, like that of Campbell’s, Clute’s, and Propp’s, appears to be an accurate narrative template.   They each describe what is happening within the text in solid reasonable and identifiable terms.  A wrongness, lack or intrusion begins the tension.  The hero progresses through trials and adventures before ultimately repelling the intrusion and righting the wrong.  The world is returned to equilibrium.

But, what happens when we consider later books in these series?

While initially these series appear to begin as intrusion fantasises with mundane mimetic realities which have been invaded by fantastical elements, the later books have embraced the fantastic reality and there is a more active exploration in the narrative of the magical or supernatural potential in these story worlds.  Or more accurately, the fantastic has become normalised and magical or supernatural has become matter of course.

In Changes (book 12) of the Dresden Files as the title suggests marks a radical change to the main series and signals how the series will transition.  Harry’s points of connection to Chicago, his car, his apartment and his office are destroyed.  Harry’s hitherto unknown daughter has been kidnapped by Red Court vampires, and even with the resolution of the narrative Harry cannot become a father to her and thus fully embraces a magical existence.

The narrative culminates in a journey with his faerie godmother (faerie with an ‘ae’), his apprentice Molly, his brother the White Court succubus Thomas, a magical dog, two half-vampire vampire hunters, and another group of wizards as well as mercanaries strongly linked to Norse Mythology, to Chichen Itza via the Never Never, to battle hundreds of vampires, their familiars, servants and vampire masters.  It is a full blown epic battle, in an exotic location with only a passing resemblance to the real world locale, populated by hundreds of magical and fantastic characters.

Many of the major aspects of the novel focus on the politics of the supernatural realms such as the vampire courts, the council of wizards (The White Council), the Faerie courts and the holy knights of the church.

Few of these aspects are directly explained to the narratee, as there is an assumption that with the 12th book in the series readers will already be familiar with each of the concepts.  The tone and style are clearly immersive given this assumption of knowledge.  And there is a shifting of the tension from a passive counter-action in response to an intrusive element to an active journey and quest adventure to battle fantastic elements in a magical locale.

This is a quest to find and rescue Harry’s daughter, not to stop the intrusion of Red Court vampires into Chicago.  The destruction of the Red Court vampires does not reset the world ready for the next adventure.

So what has changed and how do we explain this?

So firstly let’s examine the function of the mimetic setting.

The mimetic setting, be it Chicago, Illinois or Tempe, Arizona establishes a base line diegetic universe or setting for the reader.  It suggests a diegetic reality that is easily understood and negotiated given its cultural verisimilitude and implied ‘rules’.  It is an easy to understand reality about which the reader can make a series of assumptions and educated guesses.  Gravity will function, police and fire trucks will respond to emergencies, characters have to pay taxes.  In effect, it eases the reader into a state of assumed security and comfort which can then be intruded upon by a fantastic element to unsettle, entertain, or entrance the reader, depending on the author’s intention.

By establishing this base mundane norm, any fantastic element will seem ‘more fantastical’ by contrast.  But it will also create certain expectations about how the fantasy elements will be explained within the setting.  There must be a rationalisation of the fantasy.  For instance, if dragons exist and are flying around, why have they never been seen (an issue with the Harry Potter universe).  If vampires exist, why have they never been caught, and so on and so forth.  There must be a reason to explain their existence in ‘our’ reality.

The author must find various ways and means to allow the reader’s perception of reality to coincide with the diegetic reality created but make the inclusion of potential fantastical elements both believable and credible.

This is a clear distinction to secondary world fantasy in which entirely fantastical worlds can be created that function perfectly rationally according to entirely different rules and versimilitudinous norms.

The reader’s understanding of reality can then be subverted or played with by the author in order to create the desired effect.  In horror, sinister, frightening or disturbing elements may be emphasised.  In urban fantasy it tends toward the more wondrous end of the spectrum.  To put it in the vernacular, Excitement, adventure and all things that a Jedi does not crave.

In essence then, a mimetic setting provides the initial cultural, geographical context for the narrative, as well as implying a number of base norms about the diegetic reality that function as a shorthand notation to explain the rules of the diegetic universe, leaving the author to explore and explain only those aspects that do not conform to our base reality.

Therefore the appearance of an initial mundane reality circumvents the need to establish a base norm as it is already implied. It avoids the necessity of explaining how the world functions.  It also provides a mundane contrast to potential fantastical effects to heighten the impact of the intrusion and create wonder.  And lastly, it provides a continuous and re-usable setting for fantastic stories.  Our world keeps on spinning and so too does the diegetic reality of a series.

We then have the altered structure of ‘series’ to consider.  Series are part of an extended narrative – There is no ‘conclusion’ to the narrative or story world that results in true resolution, but there must be a meaningful end to the episode to provide closure and to resolve aspects of the story.

But series are ongoing adventures.  Each building on the last.  So we commonly have an Escalation in each subsequent instalment and a desire for the new, be it adversaries, locations, concepts or effects.  As each episode ends there is a desire to level up characters, give them new powers, to ratchet up peril, tension and goals for the next story.  To use an example from Buffy the Vampire Slayer.  In the first episode a single vampire can be a challenging foe, by the end of season 3 ‘normal’ vampires are now incidental villains that can be easily dispatched.  Heroes grow more powerful and adept as they grow and therefore their challenges need to escalate to match that, which is very much a concept borrowed from RPGs and the idea of character levelling.

Practical matters of the author reader relationship also need to be addressed.  Unlike with a book one or a standalone narrative, there is an established readership who are already well versed in the reality as the series progresses, therefore there is no need to re-explain the base-line reality each and every time.  Thus the style of the narrative can become much more immersive as there is an assumption of narratee knowledge and understanding.

A reusable setting or diegetic world, is a necessary part of a serial narrative.  Should the world be healed and resolved then there are only a certain number of times and ways it can be re-imperilled without sounding contrived or trite.  An example of this problem can be found in David Eddings’ Belgariad and Malloreon quintets, in which the world ending narrative of the first five books is essentially repeated in the subsequent five book series.  He then repeats this pattern with the Elenium trilogy and its sequel, the Tamuli trilogy.  In each case he simply repeats the narrative pattern and structure of the first story in the sequel with minor variations in setting and character.

Linked to the concept of escalation is the need to cover new territory, visit new locales, introduce new and more exciting characters, abilities, magical creatures.  The fantastic reality that intruded in the first book, now must be explored, mapped, codified and tabulated in an effort for the fan to understand all there is to know about that world.  The author in a series often adds new storyworld material as a way to create

Fundamentally then, the series has transitioned from a closed narrative system to one that is open-ended and that must continue to evolve and grow, adding new elements and greater threats.  The hero must become more active and seek out adventure rather than passively wait for an intrusion to disrupt normality.  In fact, as the series progress, they become more and more like portal quests conducted over many instalments.  This results in many of these series becoming immersive, portal quest fantasies that alternate between passive and active reactions to Intrusion in a cycle of escalating power dynamics.

An interesting aspect of the move toward immersive fantasy is that heroes gradually accumulate several magical helpers and allies, resulting in the construction of a balanced party of individuals which is of course a trope of the portal-quest or the quest adventure.  They end up touring various new lands and finding more acquisitive plots rather than the defence of an established territory.  Therefore, series are fundamentally different to assumed closed narratives and the existing critical paradigms we use.

Given the recurring use of setting, the continuing development of characters over the course of a series, the need for new adventure after new adventure. In effect, the need for new interesting developments, growths, settings, locations and adventures, there can be no closing of the narrative to allow for the traditional ending and resolution of the story.

The fantastic intrusion is too passive a structure for the acceleration of growth of character and development and exploration of the diegetic reality.

[1] Rhetorics of Fantasy

[2] Joseph Campbell The Hero with a Thousand Faces

[3] Mendlesohn Rhetorics p.115

(Originally presented as a paper at ICFA 34)

Do Chainmail Chicks Suffer From A Glass Ceiling? Just Desserts or Just Desserts for the heroines of fantasy?

Leelee Sobieski as Joan of Arc

Unfortunately the title is much catchier than the paper itself, but I am playing on the preconceived notions about women in fantasy.  We are all too aware of the so called women’s roles in fantasy; the love interest, the witch, the femme fatale or temptress, the lonely warrior maiden, the ice queen etc. etc.  We are also aware of the usual female versions of the traditional male fantasy roles; huntress instead of hunter, princess instead of prince, sorceress instead of sorcerer, enchantress instead of enchanter, warrior maiden instead of warrior, assassiness instead of assassin… well the last two don’t actually fit, but it is interesting to note that it appears you can’t be a female warrior if you are married and have kids.  Apparently there are a few gendered roles and then some non-specific genderless ones that can be performed by either sex equally well.  Assassin, thief, spy are all exceptions to the male/female dichotomy and yet all are morally ambiguous characters who may or may not be heroes and all prize stealth and agility over physical strength.

Even the term ‘heroine’ is problematic in this sense as it appears as inferior or lesser than the assumed male ‘hero’.  It conjures up images of damsels in distress, princesses needing rescuing by the big strapping young farm boy who is also secretly a long lost king.  So perhaps I should instead be speaking about female heroes rather than heroines.  Certainly my intention is to discuss female protagonists and female characters that are central or integral to the plot and additionally are on the side of good rather than evil which is a whole other paper entirely.

As I said earlier this is part of my on going research about the representations of gender in genre fantasy and in part I owe a great deal of the paper to Sylvia Kelso’s article in the New York Review of Science Fiction entitled The King and the Enchanter.[1]  In this she addresses the problem of the powerful magic users of fantasy who seem to go out of their way to find the missing progeny of Kings and train them to assume the throne, and asks the question why don’t the mages do it themselves?

Part of her discussion deals with the role of the king and of kingship in fantasy and links it to the idea of hegemonic masculinity which she suggests is the norm in genre fantasy.

To quote her here “[…] this norm emerges most clearly through the numerous stories of male protagonists who learn to become king […] a fantasy king must learn to restrain heroic, individual violence, accept counsel, and avoid tyranny […] once crowned, the good king marries and sires an heir.” P.1

But during her article she also mentions a few characters as examples of this argument and the short shrift they receive in terms of fantasy rewards for their actions.  In particular her discussion of the female enchantress characters stood out for me and started me thinking about the rewards of all female heroes in fantasy, not just the enchantresses.

To begin with I want to lay out very briefly a sort of reductionist hero template for you.  Let us take the standard fantasy hero.  When constructing a hero is there a physical template that we adhere to when we think of how they appear? It seems that the ‘standard hero’ at least until the last few years, has been a blonde, blue eyed, white, Anglo Germanic male.  We even presume that the hero is a male.

When we think of the trials of the hero the most obvious adventures are those of monster slaying, a quest to find a magical object and fighting some great big evil.

In terms of the rewards that a hero receives at the end of the tale we expect him to be rewarded with a throne or position of nobility of some kind, a bride (usually a princess) and a magical item, which in most cases is a sword.

Now I realise that there are more than a few genre fantasy texts that do not conform to this template.  As I said it is a reductionist point of view and as such not entirely accurate.  However, there are enough fantasy books out there that conform to this set to hopefully make it recognisable.  I think most people here can see this as roughly representative of a stereotypical heroic format.

Now taking this as a model lets see if we can apply it equally well to the female characters and female heroes of fantasy.

Physical description:  What do female heroes look like? Well in terms of actual physicality there isn’t a lot of consensus, certainly we have Wynne Jones’ Tough Guide to Fantasyland which highlights many of the stereotypes being used, but there isn’t really a physical template for a female hero unless we take into account slightly non-specific or aesthetic attributes like beauty, athleticism, ravishing eyes, fiery temper, and porcelain skin.  But at this juncture we could easily list far more texts that do not conform to this than we could do with the male template.  It just seems to be that there is a stereotypical physicality to the male hero that isn’t present in female heroes, they tend toward stereotypical emotional and aesthetic traits rather than physical.

Trials of the heroine: If we have a female hero does she undergo the same trials as the male hero?  In my opinion you don’t have the same degree of standard trials, there doesn’t appear to be a template for the trials that a female hero goes through.

Now on this point I think you have to make a distinction between the structural narratological perspective provided by a Proppian analysis, which could quite easily point out various connections between donor functions, complicity, violation and interdiction and so on.  I am not arguing that the trials of the female hero provide different narratological meanings, simply that in terms of plot they are different trials.

For a start one of the major differences is that female heroes, certainly in recent genre fantasy, seem to undergo some form of sexual abuse which is rare in cases of a male hero.  In Hobb’s Liveship series, two of the central female characters suffer various levels of sexual abuse, including rape, in Feist and Wurts’ Empire Trilogy Mara of the Acoma is physically and sexually abused by her husband and threatened with rape repeatedly by various villains, and even in Eddings’ Belgariad, a favourite of young readers, we encounter the character of Taiba, who suffered rape, sexual abuse and violent attacks in the slave pits.

And in terms of monster slaying it is rare that the a female hero is sent out to do this, so my basic point is that yes there just as many trials to test the female hero, but in terms of event, they generally appear as distinct and specific to the heroine, rather than the generic male events.

Quest Rewards: So finally we get to the area that I really want to discuss.

Again, the standard quest rewards for male heroes does not seem to translate directly to female heroes.  When we think of the male quest rewards it was fairly easy to think of the standard responses, the bride, the throne, the sword.  But it is much more difficult to think of similar rewards for female heroes.

But there is a curious recurrence of fantasy rewards for these female protagonists.

At the end of the quest or adventure the female hero can expect one of or a combination of the following:

  1. Love
  2. Marriage
  3. Domestic Harmony
  4. Children
  5. Retirement from adventuring.

Ultimately these are usually combined into one overwhelming principle:

  1. A good man to look after her and treat her right.

Am I overstating the case here?  To illustrate this point I am going to relay some examples but as I do so I want you to consider two questions.  The first “Are the following rewards for the female hero appropriate?” and the second “Should the rewards for a female hero be the same as those of the male?”.

Ok then, the case studies or more accurately some examples.

Polgara the Sorceress

Polgara is one of the main characters of several of David (and Leigh) Eddings’ books.  She appears in the Belgariad series, the Mallorean, Belgarath the Sorcerer and of course her own title, Polgara the Sorceress.

So a little about her then.  In terms of physicality she is beautiful, although her beauty is often termed as regal or proud, so we know she is not drop dead gorgeous but has a stately grace.  She has dark hair, so dark it is almost black and a near luminous white lock at the front.  She is over three thousand years old and is also a twin.  Her twin sister, Beldaran, is described as effortlessly beautiful, blonde, blue eyed, gentle, caring and loving, and who was given as a bride to a young noble who had completed an epic quest.  Polgara wasn’t.

Of her sister the character of Polgara says, “She was to be the vessel of love; I was to be the vessel of power!”

During the course of the Belgariad Polgara is an enormously important character, she has acted as surrogate mother to the hero, she has protected him and his ancestors for much of her greatly extended life (although her exploits read as a litany of failures) and on the quest she wields great magical power and deals with the semi-evil priestess Salmissra so that the men don’t have to fight a woman.

However Polgara’s role in the ultimate confrontation between the evil god Torak and the young hero Garion is as follows.  She has to refuse to be the evil god’s bride.

The wisest, oldest, most powerful woman in the world aids in the fight against evil by refusing to marry.  She has been reduced to a prize to be fought over.

Not only that, the only reason she is able to find the strength to resist Torak is because Durnik, whom she has realised is her one true love, has just died and it is the anguish and pain caused by this loss that sustains her and she has to be reminded of this by the central hero Garion.

So what is her reward?

For refusing Torak’s proposal Polgara is given a husband and the chance to raise a family of her own.  She retires with her husband to a small cottage in the country where she looks after a young foundling and eventually gives birth to twins of her own.  In some respects this is a just reward, she has spent the greater part of her life guiding and protecting other people’s children and families and now has the chance to have her own now that her ‘job’ is done.  However, a duchess of immeasurable power and influence, regal beyond the ken of normal humans, has just been consigned to a small cottage in the middle of nowhere so she can raise rug rats.  Is this really the proper reward for thousands of years of service and sacrifice?

In comparison Durnik, Polgara’s husband, seems to do a little better out of the deal.  Not only is he resurrected gaining a new lease of life, pardon the pun, he has been given magical powers comparable to hers.  So his reward for participating in the quest is having his lifespan extended to match hers, magical powers that match hers that he learns to use in a matter of days rather than the centuries it took her to acquire them, a powerful beautiful wife and ultimately children.  He gets the traditional male quest rewards whilst she is left being his prize.

Ce’Nedra

Ce’Nedra is another example from Eddings’ fantasy world.  Throughout the first series she is a childish, spoiled foil to the young hero Garion.  Her contribution to the quest, in addition to being the love interest for the hero, is to raise an army to distract the forces of evil a la Tolkien.  However she raises the army in Garion’s name and it is his power that she is wielding rather than her own.  She does not command the army in so much as she is a figurehead for the army to rally around.  Her reward for the quest is to be Garion’s bride.  True she gains a kingdom and a marital partner much like the traditional male hero and he generously deigns to give her co-rulership over his domain, yet he retains the title of Overlord of the West whilst she remains his queen and so he is still politically her superior.  She also is promised the birth of a son to be the new heir to the restored throne, before she can have any female children.

So again the female reward is actually to be the reward for the male hero.  Garion in this case gains a bride, a son, a throne and a magical sword.

Mara

Mara of the Acoma is an interesting case.

In Feist and Wurts’ trilogy set during and after Feist’s Riftwar trilogy, we are introduced to a fascinating female character.  Mara of the Acoma.  She is a young girl about to take religious orders and effectively become a nun when she is rushed home to assume the mantle of rulership over her house/family. Although not a standard quest narrative Mara has to undergo several adventures and political machinations to strengthen her weakened political position.  Like many female heroes she is a woman fighting to survive in a male arena.

She uses sex, manipulation and astute planning in addition to a great deal of luck and sacrifice to win out over her rivals.

She sacrifices love, relationships and integrity to ultimately bring peace to the land, a stable  ruler to the throne, remove the absolute power wielded by the male cadre of magicians, frees women to study magic, and helps improve relations with the Kingdom across the rift.

Ultimately her sacrifice puts her son on the throne of the empire and she achieves power and respect.  She has protected her house, restored the honour of her ancestors and forgone individual advancement for the greater good.  A self sacrificing hero.  She becomes the ultimate power behind the throne.

However her true reward at the end of the third book is when the long lost barbarian love of her life returns to claim his place as her lover and father to their child.  She throws off the reserve of her people, defies tradition and is brought true happiness in this love match.

So lets look at these rewards, it is her son that becomes emperor not her.  And in terms of Kevin, the ex-slave, he has been given a male heir who is the ruler of the most powerful land on two planets, the love of a beautiful and powerful woman, a noble title and lands.  Once again the males seem to get everything whilst Mara gets to have domestic bliss.

My last example is that of Hobb’s Althea Vistrit.  One of the central characters of The Liveship Trilogy, and initially framed as the central protagonist.  Althea sets out at the beginning of the series to become a good sailor worthy of captaining the family Liveship, the Vivacia.  She disguises her gender in order to sign on as an anonymous sailor and receive the training and experience she needs, during the course of which she also becomes an expert at skinning animals.  This basic training in the general skills of a common sailor, combined with her navigational skills and command experience gathered whilst being on board as the Captain’s daughter make Althea an excellent all round sailor and a potentially great captain.

However by the end of the book, she forgoes control of the family liveship and ends up being promised marriage by the love of her life who is now the captain of his own liveship.  She ultimately sacrifices her own goals to be his wife and first mate aboard his ship.

At the same time her nephew, Wintrow, who throughout the books has disavowed a life on the sea, is granted control of the family liveship, is to be surrogate father to the future king of the pirate isles and ultimately marry the king’s mother.  He is rewarded in a slightly roundabout way with a throne, a child, a bride and a magical item in true heroic fashion.

So can we see female heroes as recipients of rewards or are they always the prize?  The fantasy genre seems to lean towards a patriarchal bias and the style of writing lends itself to male gendered stories and until this changes I fear that women will always suffer from a glass ceiling in fantasy land.

[1] The Kelso article is “The King and the Enchanter: gender, power and authority in Patricia McKillip’s fantasy Novel”.  Kelso, Sylvia The New York Review of Science Fiction No.210 (Feb 2006) p.1, 8-12

(Originally presented as a paper at ICFA28)